SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in ...
SEC accuses Elon Musk of securities violation in new suit
The Securities Exchange Commission has filed suit against Elon Musk, alleging that he violated securities law.
Trump's new SEC leadership poised to kick start crypto overhaul, sources say
Top Republican officials at the U.S. Securities and Exchange Commission are poised to begin overhauling the agency's ...
SEC sues Musk, alleging Twitter-related securities violation
The Securities and Exchange Commission (SEC) has sued tech billionaire Elon Musk, alleging he committed securities fraud by ...
SEC Sues Elon Musk Over Alleged Securities Violation Linked To Twitter Purchase
The Securities and Exchange Commission sued tech billionaire Elon Musk on Tuesday, accusing him of securities fraud linked to ...
SEC Ordered to Explain ‘How and When the Federal Securities Laws Apply to Digital Assets’
A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any ...
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SEC Sues Tesla CEO Musk for Alleged Securities Fraud Related to Twitter Stock Purchases
Chief Executive Elon Musk for allegedly breaching federal securities laws by failing to disclose his active stake in Twitter in a timely manner in 2022, before his eventual purchase of the social ...
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SEC Includes ESG In Latest Risk Alert For Fund Managers
On November 4, the U.S. Securities and Exchange Commission issued a Risk Alert, warning fund managers of recurring issues the SEC is seeing in audits. While focused on other areas, the alert ...