The time has come for the SEC’s fans, its media machine and especially its commissioner to fess up to the reality that has simmered under the surface this entire college football season.

Why It Won’t Lead to Major Change. The notice from SEC staff wasn’t legally binding, but companies tend to take such guidance as writ rather than suggestion. Advertisement ...

The Staff of the US Securities and Exchange Commission has issued FAQs regarding recent amendments to Rule 35d-1 (often referred to as the Names Rule) under the Investment Company Act of 1940.

The issue arose when Vanguard lowered the minimum investment requirement for its institutional target-date funds from $100 million to $5 million in December 2020, according to the SEC filing.