On August 28, 2024, the Financial Crimes Enforcement Network (FinCEN) adopted a final rule that subjects investment advisers to the ...

TD Bank Group ("TD" or the "Bank") (TSX: TD) today announced that Jacqueline (Jackie) Sanjuas has been appointed Global Head of Financial Crime Risk Management. She will also continue serving as U.S.

TD Bank Group has appointed Jacqueline Sanjuas (pictured) as global head of financial crime risk management, in addition to ...

Last week, the Securities and Exchange Commission (SEC) announced two enforcement actions related to the failed ...

Block, Inc. faces a joint crackdown by the DCCA and 47 states for BSA/AML violations, incurring an $80 million penalty and ...

TD Bank Group (TD) named Jacqueline Sanjuas global head of financial crime risk management, succeeding Herb Mazariegos, ...

Oregon and 47 states settled with Block Inc. for BSA/AML violations, imposing an $80 million penalty and requiring an ...

On January 27, 2025, cryptocurrency exchange KuCoin admitted guilt to charges of operating an unlicensed money-transmitting ...

The Connecticut lender is taking remedial steps after the OCC found “unsafe or unsound practices” and violations related to ...

Jacqueline Sanjuas joined the bank last year, months before the Justice Department made public its investigation into TD’s ...

Idaho joins 47 states to fine Cash App’s parent company $80M for violating anti-money laundering laws and the Bank Secrecy ...

The North Dakota Department of Financial Institutions has joined 48 other state financial regulatory agencies in taking ...