Ex-Wells Fargo Executives Face Millions in Fines for Misconduct
1 day ago · The Office of the Comptroller of the Currency fined three former Wells Fargo & Co. executives, including community banking risk officer Claudia Russ Anderson, and banned them from the banking sector for misconduct and “unsafe or unsound” sales practices.. Anderson will pay $10 million, the OCC said Tuesday in a statement.Also fined were Chief Auditor David Julian, who will pay $7 million ...
OCC Imposes Civil Money Penalties Against Three Former …
1 day ago · The Office of the Comptroller of the Currency (OCC) today announced enforcement actions against three former senior executives of Wells Fargo Bank, N.A., Sioux Falls, South Dakota (bank). These actions were taken in response to the former executives' unsafe or unsound banking practices related to the bank's systemic and widespread sales practices misconduct.
Ex-Wells Fargo Executives Face Millions in Fines for Misconduct
1 day ago · The Office of the Comptroller of the Currency fined three former Wells Fargo & Co. executives, including community banking risk officer Claudia Russ Anderson, and banned them from the banking ...
3 ex-Wells Fargo execs fined $18.5M over fake-accounts scandal
9 hours ago · The OCC banned Wells Fargo’s former community bank group risk officer, Claudia Russ Anderson, from working in the banking industry for life and gave her a $10 million penalty, saying she failed, between 2013 and 2016, to credibly challenge an incentive program at the bank that the regulator found encouraged sales staff to create bank accounts ...
Bank regulator fines three former Wells Fargo execs over fake …
5 hours ago · The Office of the Comptroller of the Currency said Claudia Russ Anderson, the bank's former community bank group risk officer, would be fined $10 million and prohibited from working in the banking ...
3 former Wells Fargo execs ordered to pay over $18 million in …
12 hours ago · Three former Wells Fargo executives must pay $18.5 million for their role in the bank’s widespread fake sales accounts scandal. ... Claudia Russ Anderson, the former community bank group risk ...
Ex-Wells Fargo execs to pay $18.5M in fake sales scandal | Rock …
11 hours ago · Three former Wells Fargo executives must pay $18.5 million for their role in the bank’s widespread fake sales accounts scandal that came to light nearly a decade ago. Claudia Russ Anderson, the ...
Ex-Wells Fargo Executives Face Millions in Fines for Misconduct
8 hours ago · ThinkAdvisor provides financial advisors, registered investment advisors and wealth managers with comprehensive coverage of the products, services and information they need to guide their clients ...
OCC Fines Ex-Wells Fargo Execs $18.5M For Sales Practices
18 hours ago · The OCC's acting comptroller, Michael Hsu, ordered the fines in final decisions against Claudia Russ Anderson, a former senior risk officer for Wells Fargo's retail banking division, David Julian ...
OCC Fines Three Ex-Wells Fargo Executives $18.5 Million Over …
1 day ago · The Office of the Comptroller of the Currency (OCC) on Tuesday finalized penalties against three former Wells Fargo executives, ordering them to pay a total of $18.5 million for their involvement in the bank's infamous fake accounts scandal. ... Claudia Russ Anderson, former senior risk officer for Wells Fargo’s retail banking division; David ...
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